Mining and Poverty

Ethical Checklist

1. Justification for the Research

In recent old ages, the figure of people turning to Artisanal and Small-Scale Mining ( ASM ) has been increasing vastly ( Barry, 1996 ; Labonne, 1999 ) . Considered a poorness driven and poorness alleviating activity, the claim is that it attracts the economically weak and vulnerable from both rural, and urban countries. ASM has, over the old ages, become one of the most of import economic activities in mineral-rich developing states, pulling in 1000s of persons from both far and near. However, to day of the month, there has neither been an scrutiny of how the influx affects host-migrant dealingss nor a critical probe into the link between migration and struggle within the sector. While much literature suggests a harmonious relationship between migratory ASM operators and members of the host community, there has besides been much guess about the potency for struggle originating from migration into ASM countries. However, there is less empirical certification of the perceptual experience and experiences of the migrators involved.

This survey explores the nature of the host-migrant relationship within ASM communities, identifies the relevant every bit good as incidental causes of struggles, and seeks elucidations on the steps adopted to peacefully decide these affraies between these groups. Concentrating on immature artisanal mineworkers, who have migrated into mining communities in the Eastern Region of Ghana, the survey conducts an question into their activities, perceptual experiences and experiences in order to derive a deeper apprehension of how the pursuit for a support based on natural resource extraction affects, and is affected by, host-migrant relationships.

The justification of the research involves the consideration of acceptable ethical patterns, in relation to the researcher’s ain personal behavior and the intervention of the others during the research. Although there are no particular ethical issues that will non be covered by puting down professional codifications of pattern, carry oning research in a underdeveloped state demands that attending is paid to issues of confidentiality and privateness of respondents, consent, regard and truth every bit good as issues that concern positionalites.

I have extended experience in transporting out fieldwork in Ghana, and in all old surveies acceptable ethical criterions were upheld. In this research, I am committed to an indifferent, nonsubjective chase of cognition. The central rule is that informations are accurate ( Christians, 2000 ) and will reflect the diverseness of perceptual experiences held by different groups of cardinal stakeholders in the survey.

2. Avoidance of Deception, Presentation of Purpose of Study

In the epoch of post-structuralism, the ethical demand of modern-day research workers is of all time germinating. It is even more indispensable, particularly as societal scientific discipline research is going more globalised with increasing accent on developing states, characterised by the world’s least powerful and vulnerable populations ( Brown et al, 2004 ) . The burden lies with the research worker to carry on the survey in an ethically appropriate mode. The first demand for this survey is to follow the ethical guidelines laid down by the university. In this enterprise, the research worker pledges to lodge to the intent of this survey for which blessing was granted in the verification study and the moralss blessing signifier. Should the intent of the thesis alter under any fortunes, farther consent will be sought from the section of survey and the moralss board before go oning with the research. While the research design adopted for this survey is intentionally and fluid, it is nevertheless envisaged that it will non divert well from the justification and aims of the survey.

Conducting research in a typical excavation context has built-in exposures and dangers, which require a particular focal point on the moralss of the research procedure, design and methods. For case, vulnerable individuals comprise persons who ( a ) deficiency or have an copiousness of liberty or resources, ( B ) may non be able to talk for themselves or are institutionalized, ( degree Celsius ) are engaged in illegal activities, ( vitamin D ) may be harmed by the information revealed approximately them as a consequence of the research or those ( vitamin E ) who may incur emotional injury through sing straitening information related to themselves as a consequence of the research ( Aluwihare-Samaranayake, 2012 ) . The participants of this survey ( migratory young person ) are considered to be vulnerable, and therefore the research worker will non merely protect them, but will endeavor to carry on the survey in an accountable and socially responsible mode. Critical to this research is the edifice of trust between the research worker and participants.

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However, the overarching rule will be to guarantee that people are respected, and that the research design accommodates and ensures an just relationship between participants and the research worker. Additionally, due to the cultural and political sensitiveness of transporting out research in a underdeveloped state, this survey will set about audiences with assorted personalities including functionaries of the District Assemblies, Environmental Protection Agency, civil society, sentiment leaders ( heads, community caputs, young person leaders, ASM leaders, etc. ) , informing them of the inside informations of the research, its significance, and how the research worker intends to transport out the survey. Establishing credibleness is critical for the success of the research.

3. Agreements for Debriefing, including Entree to Support

To do the research procedure strict and avoid any reverses, the research worker will pass on sporadically with his supervisors, updating them on the advancement of the survey and seeking advice in hard state of affairss. Furthermore, the research worker will be affiliated to a local university, sooner the University of Ghana, where experts with local cognition and methodological penetrations into carry oning research in the state will be consulted. Affiliation increases the likeliness of the research design being practical and utile within the state of survey. After informations aggregation, the research worker will show a study to his supervisors detailing how the research has progressed. The study will include elaborate histories of every facet of the research, what the research worker did, of the informations collected, personal restrictions and resource restraints. While this may function as grounds of informations collected, it will besides assist to formalize the reading of informations.

4. Obtaining Consent, including the Right to Withdraw

The nucleus of the research procedure is informed consent. The articles of the Nuremberg Tribunal and the Declaration of Helsinki province that participants in any research must be informed of the continuance, methods, possible hazards, and the intent or purpose of the research ( Christians, 2000 ) . Prospective participants will be informed about the nature of the research, its intended intent, any possible effects of their engagement, and their right to decline engagement. The success of this survey hinges on how the research worker engages and respects the participants every bit good as appreciating their function, clip and attempt given to the research. While young person are seen to be situated at a fluid phase between childhood and maturity, they have budding heads and can decode when their involvements are non adequately being addressed or their rights being trampled upon during the research procedure.

As such, it is critical to obtain informed consent from them, qualifying that engagement is voluntary and that they have the right to worsen or retreat from the survey. However, consent will non be a ‘one off’ procedure, but will be sought throughout the class of the research, particularly when a different informations aggregation method is used. Furthermore, the consent of the pack leaders or pit-leaders will be solicited. While the understanding of the proprietors of the cavity or pack leaders does non replace the consent of the participants, it will de-sensitised and ease a more supportive environment to let the participants the freedom to take part in the research. Besides, set uping resonance with the leaders ensures that the research worker will be allowed entry and issue from the research sites without hinderance.

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While consent is normally obtained through written consent signifiers, an unwritten expounding of the right to accept or worsen will be the preferable option. This is to debar any anxiousness that the research is intended for the authorities. Additionally, an authorization note from the university and an ID card will be shown to the assorted parties who will be portion of the survey. To guarantee that the research procedure is believable, the inclusion of research participants will be devoid of inducements with the purpose to hale and coerce them to take part, particularly when they have refused.

To avoid misrepresentation, the benefit of the research should be made clear to the participants. Akerly ( 2010 ) notes that in most societal scientific discipline research the benefits are non accrued to the participants and that this should be made clear to them every bit good as the intended value of the research. Though migratory young person may non straight profit from this research, it is hoped that the findings will impact on policy every bit good as better cognition with respect to ASM. For case, analyses of the perceptual experience and experiences of young person migrators may better apprehension and startle societal action for young person issues. This will be made clear to the participants. However, the enterprise of this survey is to guarantee the wellbeing of the participants above any possible benefit. Chiefly, the survey will vouch that any participant is non placed in harm’s manner.

5. Avoidance of Distress or Threats to Self-Esteem

Conducting research in a excavation puting where labor is palling and risky could be psychologically straitening. These are ethical quandary which can non be avoided. However the research worker will take an nonsubjective stance, describing what is and non what ought to be. Besides the safety of the research worker and helper is paramount. There are built-in hazards populating and working in an environment where the activity is mostly illegal. For case, a sudden slide by the security can take to the apprehension of the research workers every bit good as the eruption of force, which could ensue in hurt. To extinguish or cut down these hazards, the research worker will seek permission for entry from the traditional governments and leaders of the cavity, so that in instance of any bad lucks, the research worker is good known to both parties. However, utmost cautiousness will be exercised non to expose oneself to unneeded hazard.

6. Privacy and Confidentiality

Concerned with offering regard and protection to research participants, this survey will non merely guarantee the participants of their confidentiality and privateness, such as how the information will be used, who will hold entree to it, and how long it will be kept, but besides how the findings will be disseminated. For case, the information gathered should non bear any hazard to the participants or be used by other groups ( host communities ) to the disadvantage of the research participants. Though the survey in itself will non harm the participants, the revelation of their location may take to a closing of their sites by the governments. The protection of people’s individualities and research locations are a overriding ethical consideration in this survey. In this position, any personally identifiable information, including names and specific locations will be closely protected and where possible anonym will be used to protect the individuality of the research participants. Confidentiality is cardinal in this survey and all personal informations will be protected from unwanted exposure.

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7. Additional General Ethical Issues

Ethical considerations are peculiarly relevant when carry oning research with immature people, particularly as there are bound to be inquiries that may be sensitive. Therefore due consideration has been given into methodological attacks that are practical, relevant, and ethically and morally responsible. Besides, the fieldwork will take non to upset the research sites any more than is necessary.

Before field work begins, questions will be made sing national and local ethical agreements. This survey will besides integrate the codifications and moralss laid down in the survey country. Research in rural countries in developing states and typically in a excavation context can be unpredictable, therefore the research worker may be confronted with ethical quandary which have non been foreseen. Expecting the likeliness of such brushs, the research worker will follow an ethical lens that ensures credibleness of the research procedure, and more significantly that it exercises good opinion, and remains painstaking. However, if the state of affairs is beyond the control of the research worker, audiences will be sought from local experts/affiliates and from place university for advice and counsel sing the best patterns to decide complex issues.

Finally, the acceptance of qualitative methods necessitates that the survey is non merely conducted in the natural environment of the participants, but requires interacting with them. Concerns for reflexiveness and positionality can non be ignored. While Greenbank ( 2003 ) notes that research can non be value-free, this is acknowledged and the field study and concluding thesis write-up will include the automatic attack of the research worker. Similarly, while there is no uncertainty that I portion some similar features with the people of the survey country and perchance with the chief participants of the survey ( youth migrators ) and could see myself an insider, my orientation ( educational and professional experiences ) and background are far removed from the participants and put me aside as an foreigner. However, the key to endeavoring for value-free research is to follow an open-ended attack which accommodates elements of capriciousness, individualism and subjectiveness, to derive the trust of the survey group by going a member of the group every bit good as taking any ‘professional role’ as a research worker.


Akerly, B. ( 2010 ) Model for Research Ethics and Evaluation: Justification and Guidelines.

Aluwihare-Samaranayake, D. ( 2012 ) Ethics in Qualitative Research: A Position of the Participants’ and Researchers’ World from a Critical Point of view. International Journal of Qualitative Methods, Vol. 11 ( 2 ) .

Barry, M. ( 1996 ) Regulating Informal Mining. A sum-up of the Proceedings of the International Roundtable on Artisanal Mining. Industry and Energy Department Occasional Paper No. 6. World Bank, Washington, D. C.

Brown, N. et Al ( 2004 ) Social Science Research Ethics in Developing States and Contexts. Discussion Paper 3. ESRC Research Ethics Framework Project.

Christians, C. G. ( 2000 ) Ethics and Politics in Qualitative Research. In Denzin, N. K and Lincoln, Y. S. ( 2000 ) Handbook of Qualitative Research, 2neodymiumerectile dysfunction. Sage Publications.

Greenbank, P. ( 2002 ) The Role of Values in Educational Research: The Case for Reflexivity. British Educational Research Journal, Vol. 29, Issue 6.

Labonne, B. ( 1999 ) The Mining Industry and the Community: Joining Forces for Sustainable Social Development. Natural Resources Forum, 23 ( 4 ) , 315–322.

Skills Training

1.Information Skills: Endnote

2.Information Skills: Literature Searching in the Social Sciences

3.Reviewing, Managing and Using Literature – eLearning Faculty

4.Starting your Doctorate – eLearning Module

5.Research Ethical motives and Governance – acquisition faculty

6.Academic Integrity Training and Test

7.Writing your Thesis ( less distressingly ) for the Social Sciences

8.Presentation Skills: Planning and Delivering More Confidently ( December, 2012 )

9.Presentation Skills: Planning and Delivering More Confidently ( May, 2013 )

10.Qualitative Methods 2: Audited account

11.NVivo Training Faculty

Extra Training Required

1.Thorough NVivo Training

2.Thesis Write-up preparation

3.How to show your findings and composing articles from your research